Ruling of the U.S. Court of Appeals, 11th Circuit
Elian Gonzalez (``Plaintiff''), a 6-year-old child from Cuba,
has made his way to
the United States. Plaintiff, as an alien, submitted an application
for asylum . . .
to the Immigration and Naturalization Service (``INS''). His
father asked, in effect,
that the application be withdrawn. After an investigation, the
INS -- deciding that
Plaintiff could not apply for asylum himself and that, under
the circumstances,
only his father could seek asylum on Plaintiff's behalf -- concluded
that there was
no reason not to honor the father's request and, accordingly,
refused to consider
Plaintiff's application. Plaintiff then brought suit in federal
district court challenging
on several grounds the INS's refusal to consider his application.
The district court
rejected Plaintiff's claims.
Plaintiff has appealed the district court's decision to this Court.
His appeal is
scheduled to be argued orally next month. Plaintiff, however,
now moves for an
injunction ``to preclude [Plaintiff's] physical removal from
the jurisdiction of the
United States during the pendency of this appeal.'' We conclude
that Plaintiff is
entitled to such an injunction and grant the motion.
In considering a motion for injunction pending appeal, we examine
four factors: (1)
whether the movant is likely to prevail on the merits of his
appeal; (2) whether, if
we do not issue an injunction, the movant will suffer irreparable
harm; (3) whether,
if we issue an injunction, any other party will suffer substantial
harm; and (4)
whether an injunction would serve the public interest, See In
re. Grand Jury
Proceedings (11th Cir. 1992). Although the first factor is generally
the most
important, the movant need not always show that he probably will
succeed on the
merits of his appeal. Garcia-Mir v. Meese (11th Cir. 1986). Instead,
where the
``balance of the equities weighs heavily in favor of granting
the [injunction],'' the
movant need only show a ``substantial case on the merits.''
In this case, the balance of the equities weighs heavily in favor
of enjoining the
removal of Plaintiff from the U.S. pending appeal. And Plaintiff
has made a
``substantial case on the merits'' of his appeal.
1. BALANCE OF THE EQUITIES
The equities, in this case, weigh heavily in favor of issuing
an injunction pending
appeal. Apart from concerns about what might happen to this child
if he is
returned to Cuba (which we do not address), if Plaintiff leaves
the United States
during the pendency of his appeal, his case will likely become
moot. Our failure to
issue an injunction pending appeal, therefore, could strip the
Court of jurisdiction
over this case and deprive Plaintiff forever of something of
great value: his day in a
court of law. That circumstance alone presents a significant
risk of irreparable
harm to Plaintiff.
In addition, we doubt that an injunction would harm the INS. Plaintiff
has been in
the United States for nearly five months. The INS refused to
consider Plaintiff's
application for asylum more than three months ago. The INS, however,
has not
sought to remove Plaintiff in the meantime from the United States.
The suggestion
that an injunction pending appeal, prohibiting the removal of
Plaintiff from the
United States until Plaintiff's expedited appeal is decided on
the merits, will harm
the INS is not compelling.
Nor do we believe that an injunction pending appeal in this case
would offend the
public interest. The INS, in opposition to Plaintiff's motion,
invokes the
well-established authority of the political branches of government
in immigration
affairs. We fully recognize the plenary power of Congress over
immigration
matters. See Jean v. Nelson (11th Cir. 1984). But we fail to
see how an injunction
in this case infringes upon the congressional power; after all,
the heart of
Plaintiff's appeal is that the INS by refusing to consider Plaintiff's
asylum
application has disregarded the command of Congress. And we doubt
that
protecting a party's day in court, when he has an appeal of arguable
merit, is
contrary to the public interest. We therefore, conclude that
the equities weigh
heavily in favor of granting an injunction pending appeal.
2. SUBSTANTIAL CASE ON THE MERITS
This case is mainly about statutory construction and the proper
exercise of
executive discretion. Among other things, we must ultimately
decide what
Congress meant when it said:
Any alien who is physically present in the United States or who
arrives in the
United States . . . irrespective of such alien's status, may
apply for asylum in
accordance with this section or, where applicable, section 1225(b)
of this title.
Plaintiff argues that the INS's refusal even to consider his application
violates 8
U.S.C. 1158(a). The INS contends that, because Plaintiff is a
6-year-old child, he
is incompetent to submit an application on his own behalf and
that, on the facts of
this case, he must have his father submit the application for
him. Because his
father did not do so, the INS contends that Plaintiff never actually
applied for
asylum and that, therefore no application exists for its consideration.
Even
accepting as we do the principles of deference set out in Chevron
v.
Natural-Resources Defense Council Inc. (1984), we at this time
have doubt, in the
light of the record and Plaintiff's arguments on appeal, about
the correctness of
the INS's interpretation of section 1158.
In considering an agency's interpretation of a statute, we first
must examine the
plain meaning of the pertinent statutory language: ``If the intent
of Congress is
clear, that is the end of the matter; for the court, as well
as the agency, must give
effect to the unambiguously expressed intent of Congress.'' Chevron
(1984). The
statute in this case seems pretty clear. Section 1158(a)(1) provides
that ``any
alien irrespective of such alien's status, may apply for asylum.''
Plaintiff appears
to come within the meaning of ``any alien.'' And the statute
plainly says that such
an alien ``may apply for asylum.'' We, therefore, question the
proposition that, as
a matter of law, Plaintiff (unless his father consents) cannot
exercise the statutory
right to apply for asylum.
Congress's provision for ``any alien'' is not uncertain in meaning
just because it is
broad. See Pennsylvania Dept. of Corrections v. Yeskey, (1998).
If Congress had
meant to include only some aliens, perhaps Congress would not
have used the
words ``any alien.'' In addition, although the INS has the authority
to issue
regulations and procedures governing the submission of asylum
applications, the
INS cannot properly infringe on the plain language of the statute
or the clear
congressional purpose underlying it. See Shoemaker v. Bowen (11th
Cir. 1988).
Nor can the INS properly narrow the scope of a statute through
regulation. See
Ellis v. General Motors Acceptance Corp. (11th Cir. 1998). At
this time, we
cannot say that ``any alien'' excludes Plaintiff: given the plain
language of the
statute, he might be entitled to apply personally for asylum.
Furthermore, it
seems unclear that an INS decision to treat Plaintiff's application
as a nullity
without an adjudication on the merits is a ``procedure for the
consideration of
[Plaintiff's] asylum application.''
Not only does the plain language of the statute seem to support
Plaintiff's
argument that he, despite his age, is entitled to apply personally
for asylum, the
present regulatory scheme created by the INS also seems to strengthen
Plaintiff's
position. The existing INS regulations do envision situations
where a minor may
act on his own behalf in immigration matters. Moreover, the regulations
contemplate that a minor, under some circumstances, may seek
asylum against
the express wishes of his parents. Also, the INS Guidelines for
Children's Asylum
Claims envision that young children will be active and independent
participants in
the asylum adjudication process.
The INS has not pointed to (nor have we found) statutory, regulatory
or guideline
provisions which place an age-based restriction on an alien's
ability to apply for
asylum. And we have found no preexisting requirement that a minor,
in submitting
an asylum application, must act through the representative selected
by the INS.
Not only does it appear that Plaintiff might be entitled to apply
personally for
asylum, it appears that he did so. According to the record, Plaintiff
-- although a
young child -- has expressed a wish that he not be returned to
Cuba. He
personally signed an application for asylum.
Plaintiff's cousin, Marisleysis Gonzalez, notified the INS that
Plaintiff said he did
not want to go back to Cuba. And it appears that never have INS
officials
attempted to interview Plaintiff about his own wishes.
Even if the INS is correct that Plaintiff needs an adult, legal
representative for his
asylum application, it is not clear that the INS, in finding
Plaintiff's father to be the
only proper representative, considered all of the relevant factors
-- particularly the
child's separate and independent interests in seeking asylum.
. . . It does not
appear that the INS ever spoke to or interviewed Plaintiff before
making this
determination. And Lazaro Gonzalez, Plaintiff's great uncle,
is no stranger to
Plaintiff. The INS placed Plaintiff in Lazaro's care upon Plaintiff's
arrival in this
country, and Lazaro is a blood relative. When Lazaro submitted
applications for
asylum on Plaintiff's behalf, Lazaro was the INS's designated
representative to
take care of Plaintiff and to ensure his well-being. Lazaro's
interests, to say the
least, are not obviously hostile to Plaintiff's interests. So,
for now, we remain
unconvinced that the asylum application submitted by Lazaro on
behalf of Plaintiff
necessarily was ineffectual under the law.
For these reasons and in these circumstances, we believe that
Plaintiff has
presented a substantial case on the merits.
CONCLUSION
By its nature, this Order sets out more questions than answers.
We have not
attempted to address every point advanced by both sides, but
we have attempted
to explain our decision to grant the injunction. No one should
feel confident in
predicting the eventual result in this case.
The true legal merits of this case will be finally decided in
the future. More briefing
is expected. We intend to hear oral argument. We need to think
more and hard
about this case for which no sure and clear answers shine out
today. Still,
because of the arguments presented as well as the potential inconsistencies
of
the INS's present position with the plain language of the statute
and with the INS's
own earlier interpretations of the statute in INS regulations
and guidelines, and
because of the equities in this case, we conclude that Plaintiff
is entitled to an
injunction pending appeal.
Therefore, it is ordered that:
(1) Plaintiff, Elian Gonzalez, is enjoined from departing or attempting
to depart
from the United States;
(2) Any and all persons acting for, on behalf of, or in concert
with Plaintiff, Elian
Gonzalez, are enjoined from aiding or assisting, or attempting
to aid or assist, in
the removal of Plaintiff from the United States;
(3) All officers, agents, and employees of the United States,
including but not
limited to officers, agents, and employees of the United States
Department of
Justice, are enjoined to take such reasonable and lawful measures
as necessary
to prevent the removal of Plaintiff, Elian Gonzalez, from the
United States.
MOTION GRANTED.
IT IS SO ORDERED.